Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anne Vahey MillerMML Investors Services, LLCOppenheimer & Co. Inc.02-14-2018
Anthony BotteMML Investors Services, LLCThe O.N. Equity Sales Company05-03-2019
Anthony Michael MantellinoMML Investors Services, LLCNYLIFE Securities LLC$50010-20-2017
Baback PanahbarhaghMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-14-2015
Barry DambachMML Investors Services, LLCPruco Securities, LLC.02-26-2018
Beth Jennifer UlrichMML Investors Services, LLCChase Investment Services Corp.$15005-03-2010
Bettie W. JarvisMML Investors Services, LLCPark Avenue Securities LLC04-13-2015
Brian Mark LonerganMML Investors Services, LLCBGC Financial, L.P.$50008-05-2013
Brian Thomas GintyMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-28-2017
Brigid Evans DolanMML Investors Services, LLCPruco Securities, LLC.02-20-2018
Chang LeeMML Investors Services, LLCRaymond James Financial Services, Inc.03-15-2019
Cordell Edward HofferMML Investors Services, LLCNYLIFE Securities LLC$25003-01-2011
David G FrazierMML Investors Services, LLCPruco Securities, LLC.09-12-2017
Deepak Kumar MalhotraMML Investors Services, LLCNYLIFE Securities LLC02-20-2014
Dennis Lewis Schlegel Jr.MML Investors Services, LLCGitterman Wealth Management, LLC$25005-02-2017
Devang M. PatelMML Investors Services, LLCIFS Planning Strategies, LLC$10003-25-2017
Edward Brian RuotoloMML Investors Services, LLCVoya Financial Advisors, Inc.01-21-2015
Edward John FritzMML Investors Services, LLCOppenheimer & Co. Inc.02-26-2018
Eric Christopher FlemingMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-13-2016
Frank J Columbo Jr.MML Investors Services, LLCTD Ameritrade Investment Management, LLC$20010-23-2009
Gregory Wayne WiesmoreMML Investors Services, LLCMutual of Omaha Investor Services, Inc.06-13-2016
Haris HotMML Investors Services, LLCAXA Advisors, LLC$15011-29-2018
Hetal Mahendra GandhiMML Investors Services, LLCNYLIFE Securities LLC03-26-2014
Howard SilverbergMML Investors Services, LLCSignator Investors, Inc.01-26-2015
James Alexander SkorupskyMML Investors Services, LLCCUSO Financial Services, L.P.$10003-23-2015
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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