Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Robert CarrMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC03-06-2019
David ImrithMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors03-04-2019
Thomas Joseph MccuskerMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC$5002-08-2019
Dorota Bernadetta PietrykaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-01-2019
Gregory Robert ColucciMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC01-18-2019
Raimondo Salvatore FeudaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.11-08-2018
Kemraj DubbraMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-09-2018
Christopher Lee ChurneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-05-2018
William Joseph O'BrienMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-01-2018
Chunhua XinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-20-2018
Manuel RuizMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15009-19-2018
Patrick Frank Watson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein Investments, Inc.09-19-2018
James Peter DzwilewskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.09-07-2018
Malik Ikeem WatsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation09-06-2018
Joshua LeonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-27-2018
Jeremy Carl FaberlleMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-14-2018
Johnury TriunfelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-07-2018
Byungseung KangMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC07-19-2018
Steven Michael ThielMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-18-2018
Kevin Daniel GalazinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-16-2018
Matthew John SalomonsenMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-05-2018
John Paul PocceschiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-07-2018
Vanessa Sandra MahoneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-07-2018
Michael David FlyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC06-06-2018
Latoya Davis-DenuzzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC05-15-2018
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Showing 1 to 25 of 616 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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