Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maria Vasipyevna MckeonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-23-2019
Jasmine MuhammadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-05-2019
Stephen Joseph PutorteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-12-2019
Nichole Renee TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-29-2019
Nelida Nalyes SantiagoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15008-08-2018
Monica G. Trinidad LuiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-14-2017
Hillary C CooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-07-2017
Ian Maurice KlieweMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-02-2017
Vincent MinutilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-13-2017
Andrew John Kowitski Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-13-2017
Deborrah Yoko LindsayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-10-2017
Thomas John SowanickMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-04-2017
Margaret Imelda HollywoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5009-22-2017
Joseph Maurice NelliganMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$13009-22-2017
Ronnie GuidoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1709-22-2017
Yahui LuMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-19-2017
James Walter BumsteadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-18-2017
Michael Edward BarnaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$109-15-2017
Robert Gregory BeylickjianMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10008-10-2017
Alan Irwin CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-26-2017
Mary Catherine GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-26-2017
Carl M SwansonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-24-2017
Keith Erik SimonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-19-2017
Todd Bradley GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$8107-19-2017
Ayushi ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-19-2017
Next Page »

Showing 1 to 25 of 162 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.