Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Deborrah Yoko LindsayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-10-2017
Thomas John SowanickMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-04-2017
James Walter BumsteadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-18-2017
Michael Edward BarnaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-15-2017
Aleksandar MatovskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-12-2017
Thomas Patrick KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-26-2016
Deborah Anne MannixMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-20-2016
Joshua Kacean McCoyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-23-2015
Mark Allen LivingstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-19-2015
Brad Nettune, Trey WhippleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-04-2015
Lawrence Aloysius Whipple III, Brad Roger NettuneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-04-2015
Marc C. DemelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-28-2015
Victor David MontasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-20-2015
Christopher Alan CarboneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-13-2014
Harold Bin ChoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-18-2014
Billie Jo Davey-SalterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-25-2014
Kevin Damian LoschMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-24-2014
Peter Isaac BaldeoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-29-2014
Edward David ClementsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-05-2013
John Raymond Lembeck, Charles Nicholas Belluardo, Sabrina E Wiesel-CrammerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-21-2013
Vincent Joseph LewisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-21-2013
Craig Francis ReinertMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-05-2012
Daniel Adam SeitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-23-2012
Eric Anthony ScriffianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-29-2012
Gina A CarosellaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-23-2012
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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