Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Victor David MontasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-20-2015
Haris HotMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$22301-30-2015
Scott Ronald Pinheiro IMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-09-2015
Edward J. ViolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$8311-14-2014
Christopher Carbone, Charles SergewickMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$20011-13-2014
Charles Leo SergewickMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-13-2014
Christopher Alan CarboneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-13-2014
Harold Bin ChoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-18-2014
Glenn Peter HofferberMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1008-05-2014
Steven BullardMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$11007-08-2014
Wade WolfeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$30606-27-2014
David Henry Berntsen, Wade Mitchell Wolfe, William Michael PressmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-27-2014
Samuel George Britton Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-27-2014
Billie Jo Davey-SalterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-25-2014
Kevin Damian LoschMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-24-2014
Peter Isaac BaldeoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-29-2014
Edward David ClementsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-05-2013
John Raymond Lembeck, Charles Nicholas Belluardo, Sabrina E Wiesel-CrammerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-21-2013
Vincent Joseph LewisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-21-2013
Arthur Cahill, Stefen BenincasaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$29003-28-2013
Arthur Joseph Cahill III, Stefen Joseph BenincasaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10003-28-2013
Brian MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$11302-27-2013
Brian Douglas MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-25-2013
Ira Henry LomenchMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2502-25-2013
James Martin Rohmann, Steven Anthony FiliaciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-10-2013
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Showing 26 to 50 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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