Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Alec BraunsteinMetLife Securities Inc.Wells Fargo Clearing Services, LLC08-24-2016
Edwin L Culin IIIMetLife Securities Inc.Citizens Securities, Inc.02-05-2016
Christopher Mark JustinoMetLife Securities Inc.G.F. Investment Services, LLC01-20-2016
John RatkoskiMetLife Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2016
Christopher Walter EbleMetLife Securities Inc.Wells Fargo Clearing Services, LLC12-18-2015
David Michael WallaceMetLife Securities Inc.Capitol Securities Management, Inc.11-30-2015
Ottilia Boechat SturaMetLife Securities Inc.J.P. Morgan Securities LLC10-30-2015
Gary Michael LallyMetLife Securities Inc.Citizens Securities, Inc.10-29-2015
David Mark SelenkoMetLife Securities Inc.Morgan Stanley10-23-2015
Neal GordonMetLife Securities Inc.J.P. Morgan Securities LLC10-23-2015
Richard James JansonMetLife Securities Inc.David Lerner Associates, Inc.08-28-2015
Tammy KernerMetLife Securities Inc.David Lerner Associates, Inc.08-28-2015
Paul Anthony MoscickiMetLife Securities Inc.Edward Jones08-11-2015
Lois Jean LewisMetLife Securities Inc.LPL Financial LLC07-10-2015
Isabel Maria Rodrigues-PauloMetLife Securities Inc.Cetera Investment Services LLC05-29-2015
Ghazi Z NweiranMetLife Securities Inc.J.H. Darbie & Co., Inc.05-26-2015
Christopher Salvatore GuerrieriMetLife Securities Inc.AXA Advisors, LLC05-04-2015
Meghan Carey KinskyMetLife Securities Inc.Buckman, Buckman & Reid, Inc.04-07-2015
Sabiha Jabbar KhanMetLife Securities Inc.PNC Investments03-01-2015
James Roe SharabbaMetLife Securities Inc.Allstate Financial Services, LLC02-20-2015
Edward Thomas MunozMetLife Securities Inc.Park Avenue Securities LLC12-05-2014
Kathleen BrownMetLife Securities Inc.National Planning Corporation11-13-2014
Byungseung KangMetLife Securities Inc.SH Investment & Securities09-30-2014
James Paul CooneyMetLife Securities Inc.Equity Services, Inc.09-05-2014
Camille Antoinette Hernandez-BurtMetLife Securities Inc.PNC Investments08-26-2014
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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