Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
Jamie PhillipsMorgan StanleyThe Investment Center, Inc.11-14-2018
Rick Kim QuanMorgan StanleyAXA Advisors, LLC10-05-2018
Gregory Hagop ShirinianMorgan StanleyJ.P. Morgan Securities LLC08-29-2018
Samuel Russell KernerMorgan StanleyCambridge Investment Research, Inc.07-25-2018
Tasha Eugenia GarciaMorgan StanleyCetera Advisor Networks LLC05-30-2018
Mavi Djata ThorpeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2018
Julian Youngwoo ChoMorgan StanleyJ.P. Morgan Securities LLC12-14-2017
William John RigneyMorgan StanleyWells Fargo Clearing Services, LLC$10012-01-2017
Thomas John Van DykMorgan StanleyAXA Advisors, LLC10-30-2017
Anhar FaragMorgan StanleyUBS Financial Services Inc.10-25-2017
Nicholas Peter Randazzo Jr.Morgan StanleyUBS Financial Services Inc.$15008-29-2017
Ryan Michael LeekMorgan StanleyJ.P. Morgan Securities LLC08-15-2017
John Thomas Del MauroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$107-17-2017
James M Shea Jr.Morgan StanleyOppenheimer & Co. Inc.$5006-01-2017
Michael Andrew BorselloMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20004-21-2017
Jeffrey Scott SmulevitzMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2017
Gerard Ronald TischioMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-30-2017
Michelle Lee CrisalliMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-30-2017
Eileen Patricia RussoMorgan StanleyCredit Suisse Securities (USA) LLC03-23-2017
Rohit K BhallaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-17-2017
Robert Kay SchusterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Charles Patrick McgeeMorgan StanleyJanney Montgomery Scott LLC$5002-17-2017
Jonathan B FetnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-17-2017
Stephen McgahranMorgan StanleyOppenheimer & Co. Inc.01-17-2017
Next Page »

Showing 1 to 25 of 304 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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