Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Isaac SecemskiMorgan StanleySummit Financial, LLC09-30-2020
Mary T McGovernMorgan StanleyM&T Securities, Inc.09-29-2020
William Francis McKennaMorgan StanleyUBS Financial Services Inc.09-11-2020
Darren L HugoMorgan StanleyUBS Financial Services Inc.$1,00009-04-2020
Gerald E Crum JrMorgan StanleyUBS Financial Services Inc.$15009-04-2020
Matthew Craig GiordanoMorgan StanleyUBS Financial Services Inc.$15009-04-2020
Anthony Theodore CortinaMorgan StanleyUBS Financial Services Inc.09-04-2020
Glenn H ShapiroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2020
James LinnehanMorgan StanleyJ.P. Morgan Securities LLC08-20-2020
Paul Michael ConklinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2020
Renee D ManalansanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2020
Karen Ann GarrisonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2020
Zhuo WangMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2020
Kevin James BirknerMorgan StanleyUBS Financial Services Inc.$2506-12-2020
Kathleen Mcnicholas EntwistleMorgan StanleyUBS Financial Services Inc.05-22-2020
Kevin EntwistleMorgan StanleyUBS Financial Services Inc.05-22-2020
Jonathan ChuMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2,00003-06-2020
Gina Marie Barcello-ReedMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2020
Kenny W ChangMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2020
Greg T BentleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-28-2020
Kyle M DiLeoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
John P WilliamsMorgan StanleyWells Fargo Clearing Services, LLC02-26-2020
Robert C HollyMorgan StanleyAcademy Securities, Inc.02-06-2020
Timothy Walter OConnorMorgan StanleyBlackRock Investments, LLC12-23-2019
Walter Clement RichardsonMorgan StanleyVanderbilt Securities, LLC07-29-2019
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Showing 1 to 25 of 246 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.