Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael James KosteckiMorgan StanleyRBC Capital Markets, LLC06-18-2009
Rocco Basillio LeporeMorgan StanleyRBC Capital Markets, LLC$15006-18-2009
Gerald Curtis SimmonsMorgan StanleyUBS Financial Services Inc.$5006-19-2009
Dominick Stephen LovecchioMorgan StanleyUBS Financial Services Inc.06-25-2009
Sunil Dharamraj BhavnaniMorgan StanleyUBS Financial Services Inc.06-25-2009
Mark Tilden NewmanMorgan StanleyChase Investment Services Corp.$10007-06-2009
Claudia W MundahlMorgan StanleyMorgan Stanley08-04-2009
Lori Jean KrikorianMorgan StanleyIntelligent Edge Securities, LLC08-31-2009
Matthew JerkovichMorgan StanleyICAP Securities USA LLC08-31-2009
David Harris ColinMorgan StanleyUBS Financial Services Inc.08-31-2009
Daniel J Bavuso IIIMorgan StanleyUBS Financial Services Inc.10-15-2009
Thomas Michael DelaneyMorgan StanleyNorthwestern Mutual Investment Services, LLC10-19-2009
Stephen James ZarubnickyMorgan StanleyTransamerica Investors Securities Corporation11-02-2009
Lynnette HoodMorgan StanleyWells Fargo Clearing Services, LLC11-09-2009
Matthew P MacMichaelMorgan StanleyHaddon Financial Group, Inc.$10012-11-2009
Todd Ryan EossoMorgan StanleyHold Brothers On-Line Investment Services, LLC12-14-2009
Gregory Albert SteinmetzMorgan StanleyForesters Financial Services, Inc.01-07-2010
Barry Marc GeltzeilerMorgan StanleyRBC Capital Markets, LLC$15001-15-2010
Michael Rocco MarcedaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2010
Michael James MetzgerMorgan StanleyRBC Capital Markets, LLC$5001-28-2010
Shawn Patrick Hood Jr.Morgan StanleyWells Fargo Clearing Services, LLC02-25-2010
Damien JacksonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-16-2010
Frank Livingston WintersMorgan StanleyTD Wealth Management Services Inc.$15003-19-2010
Michael Andrew Noone Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2010
Anton David CheckMorgan StanleyPruco Securities, LLC.04-12-2010
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Showing 1 to 25 of 414 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.