Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Norah Judythe SheridanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Richard M. GuminaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Thomas Jay HurleyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Eleanor Elizabeth Galt-LinMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Michelle Torcivia MadsenMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Nicholas CharetteMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Joseph J GoscienskiMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Anna McKinnonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Carly Sara ZektzerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Mary GuzaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Esther Cynthia FishmanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Piotr G GalusMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Terrence J. DotzlerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Phineas MeadeMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrea StineMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Christopher WillsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Mark A KamakarisMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Karl Emil Falkenstein IVMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Christopher Paul NagleMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Ryan M UdineMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Douglas Edmund BallMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jonathan Albert ShelbyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Dann Spear SokolMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
William Bruce DredgeMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Robert Renforth RoastMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
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Showing 351 to 375 of 575 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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