Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Warren SchwartzMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Kevin Thomas BrennanMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
William M BurnsMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Eric Jonathan LeiferMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Claudine Aiko Callison-SieroMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
John Francis Mamone Sr.Morgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Frederick Way Booth IIIMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Nadine K RaabMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Jason William RiccardoMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Frank Joseph GaetanoMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Randall JonesMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Jeffrey D. PeyserMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Scott Lee GiorgiMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Robert John CutrupiMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Jeffrey Wayne HartmanMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
John Cary EgglestonMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Alexander Gordon Arns Jr.Morgan StanleyCitigroup Global Markets Inc.$10006-01-2009
John James BrunoMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Bruce L FischbergMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Kevin AuriemmaMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Richard Anthony CatramboneMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Robert Alexander Karpinski Jr.Morgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Darlene Jean Lesch-PalmerMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
William Charles Black Jr.Morgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Paul William MayerMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
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Showing 101 to 125 of 575 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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