Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corethia V E OatesMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Robert Christopher SmithMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Roy Daniel BuddMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Jarrod Scott BrandmanMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
John Bates NicholasMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Kevin Wyndham FoordMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Christopher James ParisiMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
David Stephen SchillingMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
John Mahonchak Jr.Morgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Louis Anthony DebellMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Richard John TammaroMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Anthony George LoretoMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Leonard Avram CohenMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Maria Bongiorno CzinMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Robert Francis RohrMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Thomas Joseph ReganMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Geoffrey Stuart CloseMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Michael John ZahnMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Richard Jonathan GreenbaumMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Marvin Robert ZektzerMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Geoffrey Paul SchroederMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Barbara Jean ClarkeMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Keith Andrew GillmanMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Nicholas George PoulisMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Charles Gerard HayesMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
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Showing 151 to 175 of 575 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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