Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Octavius T. Reid IIIMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
John Joseph SweeneyMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Scott Paul SchlettMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Thomas J FoxMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Matthew R ZhilitskyMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
James K SchubertMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Christopher William DuffyMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Richard Adam CohenMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Kenneth Nelson VostalMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Jonathan Scott PosnerMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Andre J DoucetteMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Noel MunizMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Maurice CassaraMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
John Steven MorganMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Frank John StruckiMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Robert Leonard CerasiaMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Evan Matthew KahnMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Andrew Winston BarrowMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Ryan Louis MargolinMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Richard RosenMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Eddie Gun HuiMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Andrea D BrisgelMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Cynthia Ann LachnichtMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Edward KubickMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Richard John SepulvedaMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
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Showing 176 to 200 of 575 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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