Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ahmed Pyarali LakhaniMorgan StanleyGreat Point Capital LLC01-09-2018
Alan JacobsonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Alan John CorazzaMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Alan Joseph TangretiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-07-2011
Albert Abraham Fox, Edward Michael Penberthy, Joseph Gordon DehnMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20003-20-2014
Albert BackusMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Albert Fox, Edward Penberthy, Joseph DehnMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$60003-20-2014
Albert Richard Lupcho Jr.Morgan StanleyMorgan Stanley & Co. LLC06-01-2009
Alexander Gordon Arns Jr.Morgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Alvin C BogradMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Amy Kaiser ColemanMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Andre J DoucetteMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Andrea D BrisgelMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Andrea StineMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew C StolarzMorgan StanleyChimera Securities, LLC10-29-2015
Andrew Frederick RoettgerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Andrew Joseph MentoMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Andrew Todd GoldbergMorgan StanleyUBS Financial Services Inc.$5005-02-2012
Andrew Todd SilvermanMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Andrew Winston BarrowMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Anhar FaragMorgan StanleyUBS Financial Services Inc.10-25-2017
Anna McKinnonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Anthony David ChuckMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Anthony FarinaMorgan StanleyJohn Thomas Financial03-01-2012
Anthony George LoretoMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Next Page »

Showing 1 to 25 of 575 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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