Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ahmed Pyarali LakhaniMorgan StanleyGreat Point Capital LLC01-09-2018
Alan B WollerMorgan StanleyMorgan Stanley01-15-2014
Alan Joseph TangretiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-07-2011
Albert Abraham FoxMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20003-20-2014
Aleksandar MatovskiMorgan StanleyWells Fargo Clearing Services, LLC09-01-2010
Alex WentheMorgan StanleyWells Fargo Clearing Services, LLC$16605-18-2017
Alison C DigiulioMorgan StanleyPruco Securities, LLC.09-19-2013
Amir AhmadMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2010
Andrew C StolarzMorgan StanleyChimera Securities, LLC10-29-2015
Andrew M LachenmayrMorgan StanleyNYLIFE Securities LLC07-11-2019
Andrew MazzoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2016
Andrew Todd GoldbergMorgan StanleyUBS Financial Services Inc.$5005-02-2012
Anhar FaragMorgan StanleyUBS Financial Services Inc.10-25-2017
Anita Narendra SrivastavaMorgan StanleyPruco Securities, LLC.11-24-2014
Anthony FarinaMorgan StanleyJohn Thomas Financial03-01-2012
Anthony George MontagnaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2011
Anthony Pasquale CurcioMorgan StanleyJanney Montgomery Scott LLC$2512-02-2011
Anthony Robert CapriMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-11-2013
Anthony S LafonteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-12-2013
Anthony Vincent FerroneMorgan StanleyStifel, Nicolaus & Company, Incorporated07-08-2011
Anton David CheckMorgan StanleyPruco Securities, LLC.04-12-2010
Ari R WishkoffMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2012
Arthur Alvin LevineMorgan StanleyWells Fargo Clearing Services, LLC$10006-06-2013
Arthur Joseph FlinnMorgan StanleyNYLIFE Securities LLC08-14-2013
Barry Jacob GottliebMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.