Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Jacob GottliebMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2010
Philip Edward ClippingerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-02-2010
Michael Harold MrotzekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-03-2010
Eileen Kecskemety NagyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-15-2010
Matthew Kevin McCarvilleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2011
Ronald William Littlehale Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-13-2011
Alan Joseph TangretiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-07-2011
Nancy Carol Bernstein, Greg RosenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2011
Nancy Bernstein, Greg RosenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15711-15-2011
Jose Francisco Pietri Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-15-2011
Ryan AlexMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1011-15-2011
John Lawrence AlexMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2011
Peter Eugene BlackMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2011
John Alex, Jose Pietri, Thomas LaughlinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20011-22-2011
William R BelloMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2011
Ginger Cheryl Montagna, Anthony George MontagnaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2011
Douglas ChinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-17-2012
John Anthony TarantinoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-24-2012
Ari R WishkoffMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2012
Mary Weldon DesalvatoreMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2012
Michael Joseph Reiss, William Anthony RyanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2012
Christopher TiffanyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2012
Diane Alecci, Lynn BlanchardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50001-04-2013
Lynn Metzger BlanchardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2013
Joseph Isaac RotenbergMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2013
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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