Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Joseph TangretiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-07-2011
Albert Abraham Fox, Edward Michael Penberthy, Joseph Gordon DehnMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20003-20-2014
Albert Fox, Edward Penberthy, Joseph DehnMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$60003-20-2014
Anthony Robert CapriMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-11-2013
Ari R WishkoffMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2012
Barry Jacob GottliebMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2010
Brian Thomas Tracey, Louis Glen IntorreMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2014
Charles Ira Malamut, Michael Brian TorpeyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-28-2014
Christopher Michael ParmerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2013
Christopher TiffanyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2012
Diane Alecci, Lynn BlanchardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50001-04-2013
Donald John Witkowski, Glen Patrick GillMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Douglas ChinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-17-2012
Duy Hoang LeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1005-01-2014
Edward Philip Bell, Jean-Paul Brescia, Stephanie M Chappine, Andrew MazzoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-08-2016
Eileen Kecskemety NagyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-15-2010
Eric T PressmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-09-2015
Eric T. PressmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$7501-09-2015
Erik M. SaporitoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-13-2014
Gerard Ronald TischioMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-30-2017
Ginger Cheryl Montagna, Anthony George MontagnaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2011
Harvey Jay Bell, Murray Alan Bell, Peter Frank MikailMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-23-2015
Igor V FastovMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-23-2014
James Edward CookMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-01-2016
Jeffrey Scott SmulevitzMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2017
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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