Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Dennis RosenzweigMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Charles Richman AllenMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
David James FierroMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Michael Francis GannonMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Edward Joseph HaleyMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Joseph J DuganMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
David Warren TiffanyMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Brian James BurnsMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Brian Price ManningMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Thomas Aquinas CotterMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Martin James WalshMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Karen Ann CroviczMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Arthur Jay PodnosMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Daniel Vincent MonahanMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Leta Blatt DavisMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Dahlia PeyserMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Timothy Michael KeeganMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Peter J GilliganMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
David Shannon Armstrong IIMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Richard Walker BreiningMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
David Edwin LinkMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Andrew Todd SilvermanMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
James Martin KoehlerMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Steven Harry CaltabianoMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Peter Grimm LeaseMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Next Page »

Showing 1 to 25 of 175 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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