Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerald Curtis SimmonsMorgan StanleyUBS Financial Services Inc.$50006-19-2009
Sunil Dharamraj BhavnaniMorgan StanleyUBS Financial Services Inc.$10006-25-2009
Dominick Stephen LovecchioMorgan StanleyUBS Financial Services Inc.$50006-25-2009
David Harris ColinMorgan StanleyUBS Financial Services Inc.08-31-2009
Daniel J Bavuso IIIMorgan StanleyUBS Financial Services Inc.$15010-15-2009
Thomas Bishop, Ronald Cole, Devin DarcangeloMorgan StanleyUBS Financial Services Inc.$19105-14-2010
Jason P StancoMorgan StanleyUBS Financial Services Inc.06-16-2010
Peter Mcrae MittnachtMorgan StanleyUBS Financial Services Inc.$50006-17-2010
Vincent Dominick WhiteheadMorgan StanleyUBS Financial Services Inc.$10006-28-2010
Ronald Gary BohrerMorgan StanleyUBS Financial Services Inc.$50006-30-2010
Arthur Irving MartinMorgan StanleyUBS Financial Services Inc.$10008-18-2010
John Clark RizzoMorgan StanleyUBS Financial Services Inc.$10008-18-2010
Wade Robert MartinMorgan StanleyUBS Financial Services Inc.$15008-18-2010
Nathaniel Edward JohnsonMorgan StanleyUBS Financial Services Inc.$15008-18-2010
Fred JaramilloMorgan StanleyUBS Financial Services Inc.$25009-02-2010
Mark Sean RodrickMorgan StanleyUBS Financial Services Inc.$50009-02-2010
Richard Hausler, Lawrence JayMorgan StanleyUBS Financial Services Inc.$22510-07-2010
Robert Donald HarrisonMorgan StanleyUBS Financial Services Inc.$10011-24-2010
Enrico CaiazzoMorgan StanleyUBS Financial Services Inc.$50011-24-2010
Gary Gordon WongMorgan StanleyUBS Financial Services Inc.$50006-09-2011
Brad Roger NettuneMorgan StanleyUBS Financial Services Inc.$50010-28-2011
Mario Afram, Carl Ekroth, Harish JashnaniMorgan StanleyUBS Financial Services Inc.$25012-06-2011
Shawn SeniorMorgan StanleyUBS Financial Services Inc.$10003-23-2012
Daniel Bart SilverbergMorgan StanleyUBS Financial Services Inc.$15003-23-2012
Harry William GreenbergMorgan StanleyUBS Financial Services Inc.$50003-23-2012
Next Page »

Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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