Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn Patrick Hood Jr.Morgan StanleyWells Fargo Clearing Services, LLC02-25-2010
John Martin Kelley Jr.Morgan StanleyWells Fargo Clearing Services, LLC$5005-14-2010
Rebecca Elfreda PowellMorgan StanleyWells Fargo Clearing Services, LLC$2506-25-2010
John William ShortMorgan StanleyWells Fargo Clearing Services, LLC$10007-16-2010
John Brian GleasonMorgan StanleyWells Fargo Clearing Services, LLC12-10-2010
Philip Francis DecarloMorgan StanleyWells Fargo Clearing Services, LLC12-13-2010
Michael Bernard O'HareMorgan StanleyWells Fargo Clearing Services, LLC$15003-24-2011
Michael Robert PerrellaMorgan StanleyWells Fargo Clearing Services, LLC$5003-24-2011
Viviana Pelicot SantiagoMorgan StanleyWells Fargo Clearing Services, LLC$5006-30-2011
Joseph Adam HutchinsonMorgan StanleyWells Fargo Clearing Services, LLC08-18-2011
Lawrence DursoMorgan StanleyWells Fargo Clearing Services, LLC$15009-22-2011
Kris Anne FrazierMorgan StanleyWells Fargo Clearing Services, LLC$5009-22-2011
Timothy Mark StevensMorgan StanleyWells Fargo Clearing Services, LLC11-04-2011
Steven Rocco ColliMorgan StanleyWells Fargo Clearing Services, LLC12-02-2011
Falguni Ajay SanghaviMorgan StanleyWells Fargo Clearing Services, LLC02-27-2012
Michael A. LiebermanMorgan StanleyWells Fargo Clearing Services, LLC01-11-2013
Roman YakubovMorgan StanleyWells Fargo Clearing Services, LLC$5006-06-2013
Raymond KostyackMorgan StanleyWells Fargo Clearing Services, LLC$2509-06-2013
Carmen Joseph PontelandolfoMorgan StanleyWells Fargo Clearing Services, LLC09-12-2013
Mitchell Jay SchoenbaumMorgan StanleyWells Fargo Clearing Services, LLC$5009-13-2013
Steven John SzmakMorgan StanleyWells Fargo Clearing Services, LLC$1009-20-2013
William Joseph DumchusMorgan StanleyWells Fargo Clearing Services, LLC04-16-2014
Gregory Joseph BaroMorgan StanleyWells Fargo Clearing Services, LLC$5002-27-2015
Robert Brian WeiseMorgan StanleyWells Fargo Clearing Services, LLC$5008-11-2016
Robert Paul Hart, Thomas Lee TonkovichMorgan StanleyWells Fargo Clearing Services, LLC$5012-01-2017
Next Page »

Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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