Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Andrew JenningsNational Securities CorporationGunnAllen Financial, Inc$50001-20-2009
Eric Robert HilderbrandNational Securities CorporationFirst Republic Group, Llc$50003-27-2009
William Davis MadaraNational Securities CorporationGunnAllen Financial, Inc$10012-21-2009
John Anthony Miller Jr.National Securities CorporationGunnAllen Financial, Inc12-22-2009
Jeffrey Allan BrotenNational Securities CorporationGunnAllen Financial, Inc$10012-23-2009
Reid Steven MalvinNational Securities CorporationGunnAllen Financial, Inc$50012-23-2009
Thomas James VethNational Securities CorporationGunnAllen Financial, Inc$50001-12-2010
Geoffrey Thomas GenoveseNational Securities CorporationGunnAllen Financial, Inc$25001-20-2010
George BartosNational Securities CorporationFinancial Consultant Group, LLC$10001-21-2010
Daniel Lawrence BradyNational Securities CorporationGunnAllen Financial, Inc$50002-05-2010
Dragi PaunovskiNational Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2010
Stephen Mark LittenbergNational Securities CorporationVoya Financial Partners, LLC$25004-14-2010
Terron Tito TidwellNational Securities CorporationWaddell & Reed$25010-20-2010
Rocco James LavistaNational Securities CorporationJ.P. Turner & Company, L.L.C.$10001-14-2011
Thomas L PetersNational Securities CorporationJohn Thomas Financial04-28-2011
Matthew FleissnerNational Securities CorporationGarden State Securities, Inc.$25006-14-2011
Timothy K DavisNational Securities CorporationR. Seelaus & Co., LLC$10010-24-2011
George Michael RussellNational Securities CorporationLincoln Financial Securities Corporation$25004-02-2012
Antony Mason Sr.National Securities CorporationLincoln Financial Securities Corporation04-04-2012
Kayvan KaroonNational Securities CorporationLincoln Financial Securities Corporation04-04-2012
Hemant Pal SinghNational Securities CorporationLincoln Financial Securities Corporation$10004-12-2012
Konstantine Efstathios KomninosNational Securities CorporationInternational Assets Advisory, LLC04-27-2012
Assaf SamuelNational Securities CorporationObsidian Financial Group, LLC06-21-2012
Kyle Patrick HarringtonNational Securities CorporationCova Capital Partners LLC$50007-05-2012
Andre Pierre DavisNational Securities CorporationBrookstone Securities, Inc.$10007-13-2012
Next Page »

Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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