Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Andrew JenningsNational Securities CorporationGunnAllen Financial, Inc$5001-20-2009
Eric Robert HilderbrandNational Securities CorporationFirst Republic Group, Llc03-27-2009
Reid Steven MalvinNational Securities CorporationGunnAllen Financial, Inc12-23-2009
Thomas James VethNational Securities CorporationGunnAllen Financial, Inc$5001-12-2010
Daniel Lawrence BradyNational Securities CorporationGunnAllen Financial, Inc02-05-2010
Stephen Mark LittenbergNational Securities CorporationVoya Financial Partners, LLC$2504-14-2010
Terron Tito TidwellNational Securities CorporationWaddell & Reed10-20-2010
Matthew FleissnerNational Securities CorporationGarden State Securities, Inc.06-14-2011
Konstantine Efstathios KomninosNational Securities CorporationInternational Assets Advisory, LLC04-27-2012
William Mitchell LefkowitzNational Securities CorporationvFinance Investments, Inc11-16-2012
Dragi PaunovskiNational Securities CorporationB. Riley Wealth Management04-05-2013
Paul Andreas GomperzNational Securities CorporationSummit Asset Management, Inc.09-24-2013
Paul GoldmanNational Securities CorporationPrime Capital Services, Inc.11-22-2013
Domenick Robert TibaldoNational Securities CorporationPrime Capital Services, Inc.11-22-2013
Thomas Vincent PiccirilloNational Securities CorporationCommerce One Financial Inc.06-27-2014
Bradley Philip HarrisonNational Securities CorporationWells Fargo Clearing Services, LLC$1010-15-2014
Furio KanobelNational Securities CorporationJ.P. Turner & Company, L.L.C.12-13-2014
Lawrence Alan LangerNational Securities CorporationJ.P. Turner & Company, L.L.C.12-13-2014
Lynn D. GallirioNational Securities CorporationJ.P. Turner & Company, L.L.C.12-15-2014
Daniel Cleophas AlcideNational Securities CorporationJ.P. Turner & Company, L.L.C.12-15-2014
Steven Russel DietzNational Securities CorporationJ.P. Turner & Company, L.L.C.12-15-2014
Christopher Nicholas CaputoNational Securities CorporationWells Fargo Clearing Services, LLC$5001-15-2015
Vladimir NagelNational Securities CorporationAegis Capital Corp.10-21-2015
Richard Anthony Perry Jr.National Securities CorporationUBS Financial Services Inc.$5001-15-2016
Ernest Mark CaponegroNational Securities CorporationSoutheast Investments, N.C., Inc.$5004-12-2016
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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