Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ann Marie PrizziNational Securities CorporationCapitol Securities Management, Inc.$10008-23-2019
Bradley Philip HarrisonNational Securities CorporationWells Fargo Clearing Services, LLC$1010-15-2014
Christopher Nicholas CaputoNational Securities CorporationWells Fargo Clearing Services, LLC$5001-15-2015
Daniel Cleophas AlcideNational Securities CorporationJ.P. Turner & Company, L.L.C.12-15-2014
Daniel Lawrence BradyNational Securities CorporationGunnAllen Financial, Inc02-05-2010
Domenick Robert TibaldoNational Securities CorporationPrime Capital Services, Inc.11-22-2013
Dragi PaunovskiNational Securities CorporationB. Riley Wealth Management04-05-2013
Edward L CaruthNational Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2016
Eric Robert HilderbrandNational Securities CorporationFirst Republic Group, Llc03-27-2009
Ernest Mark CaponegroNational Securities CorporationSoutheast Investments, N.C., Inc.$5004-12-2016
Furio KanobelNational Securities CorporationJ.P. Turner & Company, L.L.C.12-13-2014
Gregory Alan JacobsonNational Securities CorporationAmeriprise Financial Services, Inc.$2507-09-2018
Jesse L. WeissbergerNational Securities CorporationMorgan Stanley02-21-2017
Konstantine Efstathios KomninosNational Securities CorporationInternational Assets Advisory, LLC04-27-2012
Lawrence Alan LangerNational Securities CorporationJ.P. Turner & Company, L.L.C.12-13-2014
Lynn D. GallirioNational Securities CorporationJ.P. Turner & Company, L.L.C.12-15-2014
Matthew FleissnerNational Securities CorporationGarden State Securities, Inc.06-14-2011
Paul Andreas GomperzNational Securities CorporationSummit Asset Management, Inc.09-24-2013
Paul GoldmanNational Securities CorporationPrime Capital Services, Inc.11-22-2013
Reid Steven MalvinNational Securities CorporationGunnAllen Financial, Inc12-23-2009
Richard Anthony Perry Jr.National Securities CorporationUBS Financial Services Inc.$5001-15-2016
Stephen Mark LittenbergNational Securities CorporationVoya Financial Partners, LLC$2504-14-2010
Steven Andrew JenningsNational Securities CorporationGunnAllen Financial, Inc$5001-20-2009
Steven Russel DietzNational Securities CorporationJ.P. Turner & Company, L.L.C.12-15-2014
Terron Tito TidwellNational Securities CorporationWaddell & Reed10-20-2010
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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