Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Joseph MarinoOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$15010-26-2016
Christopher Douglas OwensOppenheimer & Co. Inc.Brean Capital, LLC12-19-2018
Zachary Aaron SmithOppenheimer & Co. Inc.Brean Capital, LLC12-19-2018
Thomas Michael GlynnOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15003-06-2009
James Phillip ArmstrongOppenheimer & Co. Inc.Hilltop Securities Inc.12-19-2013
David Joseph MaciakOppenheimer & Co. Inc.J.P. Morgan Securities LLC$15006-01-2018
Matthew Stephen WukitschOppenheimer & Co. Inc.J.P. Morgan Securities LLC10-22-2013
Philip MerloOppenheimer & Co. Inc.Maxim Group LLC03-13-2009
Michael CorcioneOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
Joslain JosephOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2016
Marc Nathan LeibowitzOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5012-01-2010
Daniel NicolasOppenheimer & Co. Inc.MML Investors Services, LLC$2507-05-2019
Todd Erik ShaginOppenheimer & Co. Inc.Morgan Stanley01-20-2017
Ralph Edward PrimaveraOppenheimer & Co. Inc.Morgan Stanley07-22-2016
Alan B WollerOppenheimer & Co. Inc.Morgan Stanley06-21-2016
Samuel Noah TenzerOppenheimer & Co. Inc.Morgan Stanley02-03-2016
Gavin Thomas NatelliOppenheimer & Co. Inc.Morgan Stanley$10008-11-2014
Christopher Mark OconnorOppenheimer & Co. Inc.Morgan Stanley$2507-13-2012
Steven Michael MeklerOppenheimer & Co. Inc.Morgan Stanley$5004-15-2010
Philip Norman RothmanOppenheimer & Co. Inc.Morgan Stanley$15004-15-2010
Matthew George WatsonOppenheimer & Co. Inc.Raymond James Financial Services, Inc.09-05-2017
Christopher Joseph EstevezOppenheimer & Co. Inc.RBC Capital Markets, LLC04-08-2020
Thomas William LundonOppenheimer & Co. Inc.RBC Capital Markets, LLC$15009-04-2015
John Joseph MarshallOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated$15002-28-2020
Henry Edward LevinOppenheimer & Co. Inc.UBS Financial Services Inc.09-10-2010
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.