Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel NicolasOppenheimer & Co. Inc.MML Investors Services, LLC$25007-05-2019
Herbert Spencer ThorntonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15001-25-2019
Christopher Douglas OwensOppenheimer & Co. Inc.Brean Capital, LLC12-19-2018
Zachary Aaron SmithOppenheimer & Co. Inc.Brean Capital, LLC12-19-2018
Michael CorcioneOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
David Joseph MaciakOppenheimer & Co. Inc.J.P. Morgan Securities LLC$15006-01-2018
Matthew George WatsonOppenheimer & Co. Inc.Raymond James Financial Services, Inc.$25009-05-2017
Todd Erik ShaginOppenheimer & Co. Inc.Morgan Stanley01-20-2017
Anthony Joseph MarinoOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$20010-26-2016
Ralph Edward PrimaveraOppenheimer & Co. Inc.Morgan Stanley07-22-2016
Alan B WollerOppenheimer & Co. Inc.Morgan Stanley06-21-2016
Joslain JosephOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50006-10-2016
Samuel Noah TenzerOppenheimer & Co. Inc.Morgan Stanley$10002-03-2016
Timothy James CroweOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15009-11-2015
Thomas William LundonOppenheimer & Co. Inc.RBC Capital Markets, LLC$25009-04-2015
Robert Jay PincusOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50005-15-2015
Paul Anthony DangeloOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25002-17-2015
Gavin Thomas NatelliOppenheimer & Co. Inc.Morgan Stanley$50008-11-2014
James Phillip ArmstrongOppenheimer & Co. Inc.Hilltop Securities Inc.$10012-19-2013
Neal Michael GreenbergOppenheimer & Co. Inc.Rbc Professional Trader Group Llc$50012-04-2013
Christopher Mark OconnorOppenheimer & Co. Inc.Morgan Stanley$50007-13-2012
James Donald RouthierOppenheimer & Co. Inc.Morgan Stanley$10002-21-2012
Philip Francis ArnheiterOppenheimer & Co. Inc.Wells Fargo Advisors Financial Network, LLC$50010-27-2011
Glenn Carl KrauseOppenheimer & Co. Inc.Charles Schwab & Co., Inc.09-20-2011
Allan G SniderOppenheimer & Co. Inc.UBS Financial Services Inc.$50007-15-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.