Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Joseph MarinoOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$20010-26-2016
Christopher Douglas OwensOppenheimer & Co. Inc.Brean Capital, LLC12-19-2018
Christopher Mark OconnorOppenheimer & Co. Inc.Morgan Stanley$5007-13-2012
Daniel NicolasOppenheimer & Co. Inc.MML Investors Services, LLC$2507-05-2019
Gavin Thomas NatelliOppenheimer & Co. Inc.Morgan Stanley$5008-11-2014
Henry Edward LevinOppenheimer & Co. Inc.UBS Financial Services Inc.09-10-2010
Herbert Spencer ThorntonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15001-25-2019
James Phillip ArmstrongOppenheimer & Co. Inc.Hilltop Securities Inc.12-19-2013
Jeff David NeelyOppenheimer & Co. Inc.Morgan Stanley06-26-2009
Marc Nathan LeibowitzOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10012-01-2010
Matthew George WatsonOppenheimer & Co. Inc.Raymond James Financial Services, Inc.$2509-05-2017
Michael CorcioneOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
Paul Allan McFeeleyOppenheimer & Co. Inc.Citigroup Global Markets Inc.$2502-13-2009
Philip Norman RothmanOppenheimer & Co. Inc.Morgan Stanley$5004-15-2010
Ralph Edward PrimaveraOppenheimer & Co. Inc.Morgan Stanley07-22-2016
Samuel Noah TenzerOppenheimer & Co. Inc.Morgan Stanley02-03-2016
Steven Michael MeklerOppenheimer & Co. Inc.Morgan Stanley04-15-2010
Thomas Michael GlynnOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5003-06-2009
Thomas William LundonOppenheimer & Co. Inc.RBC Capital Markets, LLC$2509-04-2015
Todd Erik ShaginOppenheimer & Co. Inc.Morgan Stanley01-20-2017
Zachary Aaron SmithOppenheimer & Co. Inc.Brean Capital, LLC12-19-2018

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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