Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Erik ShaginOppenheimer & Co. Inc.Morgan Stanley01-20-2017
Ralph Edward PrimaveraOppenheimer & Co. Inc.Morgan Stanley07-22-2016
Alan B WollerOppenheimer & Co. Inc.Morgan Stanley06-21-2016
Samuel Noah TenzerOppenheimer & Co. Inc.Morgan Stanley02-03-2016
Gavin Thomas NatelliOppenheimer & Co. Inc.Morgan Stanley$5008-11-2014
Christopher Mark OconnorOppenheimer & Co. Inc.Morgan Stanley$5007-13-2012
James Donald RouthierOppenheimer & Co. Inc.Morgan Stanley$10002-21-2012
Ross Andrew ProvenzanoOppenheimer & Co. Inc.Morgan Stanley04-05-2011
Steven Michael MeklerOppenheimer & Co. Inc.Morgan Stanley04-15-2010
Philip Norman RothmanOppenheimer & Co. Inc.Morgan Stanley$5004-15-2010
Todd Alan EngmannOppenheimer & Co. Inc.Morgan Stanley07-07-2009

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.