Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard James CalabroPNC InvestmentsPrudential Investment Management Services LLC$10004-09-2009
Tanya Marie BrownPNC InvestmentsUBS Financial Services Inc.06-22-2009
Philip Joseph SaccoPNC InvestmentsAmeriprise Financial Services, Inc.12-16-2009
Joseph Carl FiumaraPNC InvestmentsTafferer Trading, LLC01-21-2010
Enrique J. MaganaPNC InvestmentsCitigroup Global Markets Inc.03-14-2011
Russell Ose Adade RobinsonPNC InvestmentsChase Investment Services Corp.05-02-2011
George Joseph VangelakosPNC InvestmentsWells Fargo Clearing Services, LLC$10005-16-2011
Alexander SimanovskyPNC InvestmentsWells Fargo Clearing Services, LLC06-20-2011
Emil BaczykPNC InvestmentsWells Fargo Clearing Services, LLC06-20-2011
Andreas HessPNC InvestmentsLPL Financial LLC11-09-2011
Joseph Paul KrimPNC InvestmentsWells Fargo Clearing Services, LLC05-21-2012
Nikki CibelliPNC InvestmentsRaymond James Financial Services, Inc.02-11-2013
Roger Ray MarvinneyPNC InvestmentsUBS Financial Services Inc.02-19-2013
Kevin CottrellPNC InvestmentsSantander Securities LLC02-19-2013
Kyle Robert WiltPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2013
Joseph John Digiso Jr.PNC InvestmentsWells Fargo Clearing Services, LLC11-04-2013
Robert J ShannonPNC InvestmentsHSBC Securities (USA) Inc.11-14-2013
Anthony Charles Jones Jr.PNC InvestmentsM&T Securities, Inc.05-07-2014
Dennis B LaceyPNC InvestmentsHSBC Securities (USA) Inc.07-23-2014
Joseph Daniel BurnsPNC InvestmentsResource Securities LLC02-11-2015
Michael OrmondPNC InvestmentsAXA Advisors, LLC03-17-2015
Kevin PetronePNC InvestmentsAXA Advisors, LLC07-07-2015
Daniel Jay CewePNC InvestmentsCitizens Securities, Inc.10-30-2015
Aleksander WinterPNC InvestmentsT3 Trading Group, LLC04-27-2016
Joseph Ioannis KoronakisPNC InvestmentsTD Ameritrade Investment Management, LLC10-19-2016
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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