Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Carmen PikePark Avenue Securities LLCRFS Partners06-29-2018
Nicholas Ippolito IIIPark Avenue Securities LLCCalton & Associates, Inc.06-11-2018
Herbert Lawrence RosenbergPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC04-11-2018
Ezekiel ZimmermanPark Avenue Securities LLCMML Investors Services, LLC02-27-2018
Erik Paul ScherrPark Avenue Securities LLCMML Investors Services, LLC09-08-2017
Robert RizzutoPark Avenue Securities LLCNYLIFE Securities LLC11-09-2016
Phillip Paul D'AmbrisiPark Avenue Securities LLCHornor, Townsend & Kent, LLC11-04-2016
Michael Lance CohnPark Avenue Securities LLCRoyal Alliance Associates, Inc.01-08-2016
Gregory Alan CampanilePark Avenue Securities LLCMaxim Group LLC11-05-2015
Craig Stewart LoschPark Avenue Securities LLCAXA Advisors, LLC06-17-2014
Seth Michael ArndtPark Avenue Securities LLCPruco Securities, LLC.05-06-2014
Gerald Joseph ClericuzioPark Avenue Securities LLCInternational Planning Alliance, LLC11-16-2011
David W CerchioPark Avenue Securities LLCInternational Planning Alliance, LLC08-19-2011
Michael David SchwartzPark Avenue Securities LLCAXA Advisors, LLC06-24-2011
Anju SharmaPark Avenue Securities LLCPruco Securities, LLC.08-25-2010
Anil Mathurbhai BhaktaPark Avenue Securities LLCAXA Advisors, LLC07-29-2010
Michael RheePark Avenue Securities LLCEquity Services, Inc.04-26-2010
Joseph Brian FitzgeraldPark Avenue Securities LLCNew England Securities08-26-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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