Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard David FontanaPrivate Advisor Group, LLCIndependent Financial Partners12-26-2018
Matthew Ryan HaerrPrivate Advisor Group, LLCIndependent Financial Partners12-24-2018
Martin D MatousekPrivate Advisor Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2018
Vincent G MaffucciPrivate Advisor Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2018
Dominic D'Angelo GarciaPrivate Advisor Group, LLCMorgan Stanley08-31-2018
Brian Thomas CodyPrivate Advisor Group, LLCM Holdings Securities, Inc.02-23-2017
STEVEN BERNKNOPFPrivate Advisor Group, LLCSaxony Securities, Inc.02-13-2017
Daniel Michael RosenthalPrivate Advisor Group, LLCIBEX Wealth Advisors, LLC06-07-2016
Michael Steven TambiniPrivate Advisor Group, LLCPNC Investments10-07-2015
Justin PoplawskiPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-23-2014
Michael John MckiernanPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-23-2014
Richard Gordon Wright Jr.Private Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-23-2014
Andy Mark SchwartzPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Christopher Joseph CellaPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Daniel J AguannoPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
David M MeccaPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Francis N LeporePrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
John David Cooney Jr.Private Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
John Hume Voigt Jr.Private Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Jon Peter BetlowPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Laurence Todd CelnikerPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Michael Ian AxelrodPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Michael J AlbertinePrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Patrick Sean TorneyPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Reed FinneyPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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