Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph WinnPrivate Advisor Group, LLCFirst Republic Securities Company, LLC02-18-2020
Paul Loren FeinsteinPrivate Advisor Group, LLCFirst Republic Investment Management, Inc.$15002-14-2020
Joan Marie ConfoyPrivate Advisor Group, LLCRaymond James Financial Services, Inc.$5001-29-2020
Yale J. LewisPrivate Advisor Group, LLCRaymond James Financial Services, Inc.01-29-2020
Ernesto Aldo GuerreroPrivate Advisor Group, LLCRaymond James Financial Services, Inc.01-29-2020
Jennifer Eva DonnellyPrivate Advisor Group, LLCRaymond James Financial Services, Inc.01-29-2020
Jeffrey Bernard ByasPrivate Advisor Group, LLCEdward Jones01-29-2020
Jacqulyn GentryPrivate Advisor Group, LLCRaymond James Financial Services, Inc.$50001-29-2020
Katrina Leigh FreedmanPrivate Advisor Group, LLCRaymond James Financial Services, Inc.01-29-2020
Timothy RichardsonPrivate Advisor Group, LLCRaymond James Financial Services, Inc.01-29-2020
Frank Lucien Van HoutenPrivate Advisor Group, LLCRaymond James Financial Services, Inc.01-29-2020
Joseph Schaffer PabisPrivate Advisor Group, LLCRaymond James Financial Services, Inc.01-29-2020
William Thomas RabbittPrivate Advisor Group, LLCPrivate Capital Group, LLC11-27-2019
Rick Lawrence ScheelerPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC08-07-2019
Robert Patrick SistiPrivate Advisor Group, LLCFinancial Engines Advisors L.L.C.07-10-2019
Victoria Elizabeth LindseyPrivate Advisor Group, LLCIndependent Financial Partners05-31-2019
Margaret Melissa StephanPrivate Advisor Group, LLCRetirement Capital Strategies, Inc.05-07-2019
William Tobias WeihmanPrivate Advisor Group, LLCRetirement Capital Strategies, Inc.05-03-2019
Lindsey N. ToolePrivate Advisor Group, LLCIndependent Financial Partners$15004-30-2019
John Karl BromanPrivate Advisor Group, LLCIndependent Financial Partners$5004-08-2019
Janet Marie HorowitzPrivate Advisor Group, LLCWells Fargo Advisors Financial Network, LLC04-02-2019
Philip Leonardo PlataniaPrivate Advisor Group, LLCSica Wealth Management, LLC03-06-2019
Richard David FontanaPrivate Advisor Group, LLCIndependent Financial Partners$2512-26-2018
Matthew Ryan HaerrPrivate Advisor Group, LLCIndependent Financial Partners12-24-2018
Vincent G MaffucciPrivate Advisor Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2018
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.