Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter E. DanesePrivate Advisor Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2011
Lori Resnick PricePrivate Advisor Group, LLCSecurities America, Inc.06-01-2011
Scott Ira GutmanPrivate Advisor Group, LLCEdward Jones01-27-2012
Gary Scott SluckPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC02-01-2012
Michael Patrick DesaulnierPrivate Advisor Group, LLCStifel, Nicolaus & Company, Incorporated06-01-2012
Robert J. DitraniPrivate Advisor Group, LLCStifel, Nicolaus & Company, Incorporated06-01-2012
Frank Robert EuvinoPrivate Advisor Group, LLCUBS Financial Services Inc.03-19-2013
Ralph Elmer RosamiliaPrivate Advisor Group, LLCChatham Wealth Management12-15-2014
Stephen Barrett StonePrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Scott David SchwartzPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Andy Mark SchwartzPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Christopher Joseph CellaPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
John Reed FinneyPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
John David Cooney Jr.Private Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Laurence Todd CelnikerPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
John Hume Voigt Jr.Private Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Stephen Carey GoldenringPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Jon Peter BetlowPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Michael Ian AxelrodPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Francis N. LeporePrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Daniel J. AguannoPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Thomas Joseph CampanaPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Michael J. AlbertinePrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
David M. MeccaPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Patrick Sean TorneyPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Next Page »

Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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