Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anthony ValinottiPruco Securities, LLC.Equity Services, Inc.10-30-2018
Brian A EisenmanPruco Securities, LLC.Ameriprise Financial Services, Inc.$2505-22-2018
Daniel Joseph DolanPruco Securities, LLC.Morgan Stanley02-28-2018
Michael Anthony GriffinPruco Securities, LLC.Signator Investors, Inc.$102-26-2018
John David SavoiePruco Securities, LLC.LPL Financial LLC$1,00002-01-2018
Sean Michael ShepherdPruco Securities, LLC.Ameriprise Financial Services, Inc.12-10-2017
Daniel Michael RodgersPruco Securities, LLC.MML Investors Services, LLC11-21-2017
Michael I PalumboPruco Securities, LLC.Park Avenue Securities LLC07-28-2017
Reuben Domingues DealmeidaPruco Securities, LLC.Santander Securities LLC07-26-2017
Raylon Michael CatlettPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2017
Matthew Raymond MarinoPruco Securities, LLC.MML Investors Services, LLC05-10-2017
Zhong Da WangPruco Securities, LLC.MetLife Securities Inc.03-09-2017
Kimberly Dana HohnPruco Securities, LLC.Summit Equities, Inc.02-27-2017
Jack Anthony ForlenzaPruco Securities, LLC.Capital One Investing, LLC$20012-14-2016
John Emmanuel Llemos IIPruco Securities, LLC.AXA Advisors, LLC11-22-2016
Matthew Joseph WallPruco Securities, LLC.Purshe Kaplan Sterling Investments10-10-2016
Riwa Teresa CrincoliPruco Securities, LLC.Allstate Financial Services, LLC09-23-2016
Shenghua WangPruco Securities, LLC.MetLife Securities Inc.09-20-2016
Jill Diane CooleyPruco Securities, LLC.Park Avenue Securities LLC$109-02-2016
Susan Heather WittePruco Securities, LLC.The Leaders Group, Inc.07-26-2016
David Gary KronstatPruco Securities, LLC.Allstate Financial Services, LLC$1006-28-2016
Gennaro CostigliolaPruco Securities, LLC.Southeast Investments, N.C., Inc.06-03-2016
Joshua GoldsmithPruco Securities, LLC.AXA Advisors, LLC05-25-2016
Aaron Matthew VerdilePruco Securities, LLC.NYLIFE Securities LLC05-23-2016
Jeffrey Stuart LewisPruco Securities, LLC.The Leaders Group, Inc.$10004-13-2016
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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