Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Evans John HumenickPruco Securities, LLC.Parkland Securities, LLC03-16-2009
Gregory Michael MiskoPruco Securities, LLC.MetLife Securities Inc.04-13-2009
Gennaro CostigliolaPruco Securities, LLC.AXA Advisors, LLC08-24-2009
Shoug MaysonPruco Securities, LLC.National Securities Corporation09-07-2009
Robert James Sorg Sr.Pruco Securities, LLC.FIS Brokerage & Securities Services LLC10-21-2009
Richard John WilliamsPruco Securities, LLC.AXA Advisors, LLC11-23-2009
Philip LivotiPruco Securities, LLC.MetLife Securities Inc.12-28-2009
Robert J NigroPruco Securities, LLC.MetLife Securities Inc.07-05-2010
Daniel Thomas BroquadioPruco Securities, LLC.Edward Jones12-20-2010
Terrence Patrick MurphyPruco Securities, LLC.U.S. Financial Investments, Inc.01-20-2011
Lesley Ann McCarthyPruco Securities, LLC.AXA Advisors, LLC02-25-2011
Ahmet Ali KamilPruco Securities, LLC.PNC Investments05-06-2011
Anuradha DronadulaPruco Securities, LLC.MetLife Securities Inc.05-25-2011
Geoffrey Nicholas CareyPruco Securities, LLC.Affinity Investment Services, LLC06-10-2011
Alan SilverPruco Securities, LLC.The Jeffrey Matthews Financial Group, L.L.C.06-20-2011
David John RinehimerPruco Securities, LLC.Dinosaur Financial Group, L.L.C07-19-2011
Thomas Joseph SingletonPruco Securities, LLC.ProEquities, Inc.08-17-2011
Gene-Ann PesanoPruco Securities, LLC.AXA Advisors, LLC09-22-2011
David G FrazierPruco Securities, LLC.Rushmore Capital, Inc.03-19-2012
Reginald Scott McCallPruco Securities, LLC.AXA Advisors, LLC04-30-2012
James Joseph Carden Jr.Pruco Securities, LLC.Royal Alliance Associates, Inc.$2505-08-2012
Rudolph V. PrescodPruco Securities, LLC.MetLife Securities Inc.05-25-2012
Steve Won ParkPruco Securities, LLC.PNC Investments06-20-2012
Robert Michael HaddadPruco Securities, LLC.Allstate Financial Services, LLC$1007-30-2012
Erick Joseph SooyPruco Securities, LLC.ProEquities, Inc.09-28-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.