Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Benjamin KayPruco Securities, LLC.Ameriprise Financial Services, Inc.02-24-2016
Adam J WeisbergPruco Securities, LLC.AXA Advisors, LLC04-28-2015
Alex Silvestro IIIPruco Securities, LLC.Citizens Securities, Inc.03-15-2018
Andrew Fitzgerald MorrisPruco Securities, LLC.Navian Capital Securities LLC$15009-13-2018
Andy GarciaPruco Securities, LLC.AXA Advisors, LLC05-31-2019
Brian A. EisenmanPruco Securities, LLC.Ameriprise Financial Services, Inc.$2505-22-2018
Christopher Michael ReaganPruco Securities, LLC.MML Investors Services, LLC$2502-04-2019
Connie Picciotto MantillaPruco Securities, LLC.Wells Fargo Clearing Services, LLC$2405-04-2016
Craig W MorrisonPruco Securities, LLC.PFS Investments Inc.09-10-2018
Daniel Michael RodgersPruco Securities, LLC.MML Investors Services, LLC11-21-2017
David Ira YatesPruco Securities, LLC.NYLIFE Distributors LLC06-14-2019
David Samir IbrahimPruco Securities, LLC.Hold Brothers Capital LLC09-19-2011
Evans John HumenickPruco Securities, LLC.Parkland Securities, LLC03-16-2009
Henry Allan BruhPruco Securities, LLC.MetLife Securities Inc.10-28-2013
Jack Anthony ForlenzaPruco Securities, LLC.Capital One Investing, LLC$20012-14-2016
James Anthony Kane IIIPruco Securities, LLC.Muriel Siebert & Co., Inc.08-06-2018
James Joseph Carden Jr.Pruco Securities, LLC.Royal Alliance Associates, Inc.$2504-23-2012
James Louis WagnerPruco Securities, LLC.Transamerica Financial Advisors, Inc06-18-2015
Jasmin Joi O'NealPruco Securities, LLC.Purshe Kaplan Sterling Investments10-16-2015
Jill Diane CooleyPruco Securities, LLC.Park Avenue Securities LLC09-02-2016
Joseph K. PedersenPruco Securities, LLC.Prudential Annuities Distributors, Inc03-30-2018
Juan G. VallejoPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2013
Karen Ann DonofrioPruco Securities, LLC.Park Avenue Securities LLC04-12-2016
Kevin Walter BodinePruco Securities, LLC.Principal Securities, Inc.02-19-2016
Marie A. KirschPruco Securities, LLC.NYLIFE Securities LLC03-20-2019
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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