Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Whitney C StrublePurshe Kaplan Sterling InvestmentsMorgan Stanley05-10-2019
Wally Charles JandoliPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-21-2018
Anthony Louis D Arminio Jr.Purshe Kaplan Sterling InvestmentsSummit Equities, Inc.$2509-20-2018
Elizabeth Ann EmrPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10009-14-2018
Michael Peter LeanzaPurshe Kaplan Sterling InvestmentsLPL Financial LLC06-26-2017
Brian Arthur HealPurshe Kaplan Sterling InvestmentsWoodbury Financial Services, Inc.04-25-2017
James Joseph DeePurshe Kaplan Sterling InvestmentsCadaret, Grant & Co., Inc.$2504-13-2017
Patricia Ann HasegawaPurshe Kaplan Sterling InvestmentsLPL Financial LLC05-02-2016
Joshua Bryan WoodfordPurshe Kaplan Sterling InvestmentsLane Hipple - Wealth Management Group01-05-2016
Bruce Michael MilovePurshe Kaplan Sterling InvestmentsRoyal Alliance Associates, Inc.05-27-2015
Frank B JaffePurshe Kaplan Sterling InvestmentsRoyal Alliance Associates, Inc.05-27-2015
Kenneth Christopher PaulPurshe Kaplan Sterling InvestmentsTriad Advisors LLC10-07-2014
Joshua Bryan WoodfordPurshe Kaplan Sterling InvestmentsVSR Financial Services, Inc.10-01-2013
Michael D. LynchPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2012
Peter L MaltinPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2012
Lance Alden LipsetPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2012
Laurence Michael KaganPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2010
Michael Timothy CocozzaPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-20-2010
Ethan SchneidPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$5010-09-2009
Venkat KrishnaswamyPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$3510-09-2009
William Henry WeisbrodPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$5004-17-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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