Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Wilk LloydPurshe Kaplan Sterling InvestmentsMorgan Stanley05-10-2019
Whitney C StrublePurshe Kaplan Sterling InvestmentsMorgan Stanley05-10-2019
Wally Charles JandoliPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-21-2018
Frank Lawrence VanorePurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Michael Erick EmrPurshe Kaplan Sterling InvestmentsLPL Financial LLC09-14-2018
Kenneth Scott BotwinickPurshe Kaplan Sterling InvestmentsLPL Financial LLC09-14-2018
Martin Anthony ScottPurshe Kaplan Sterling InvestmentsPark Avenue Securities LLC09-08-2017
Edward Edgar Bao Jr.Purshe Kaplan Sterling InvestmentsHanlon Investment Management, Inc.11-07-2016
Patricia Ann HasegawaPurshe Kaplan Sterling InvestmentsLPL Financial LLC05-02-2016
Bruce Michael MilovePurshe Kaplan Sterling InvestmentsRoyal Alliance Associates, Inc.05-27-2015
Joshua Bryan WoodfordPurshe Kaplan Sterling InvestmentsVSR Financial Services, Inc.10-01-2013
Lisa Karen HeerwagenPurshe Kaplan Sterling InvestmentsMorgan Stanley$10005-10-2019
Christian Burnett BonnesenPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$10009-19-2018
Elizabeth Ann EmrPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10009-14-2018
Donna Marie EmrPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10009-14-2018
Steven Howard DruckmanPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$10007-26-2017
James GrehlPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10005-02-2016
Peter L MaltinPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-07-2012
William Henry WeisbrodPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-17-2009
Michael Peter LeanzaPurshe Kaplan Sterling InvestmentsLPL Financial LLC$11706-26-2017
John Lewis SmallwoodPurshe Kaplan Sterling InvestmentsHanlon Investment Management, Inc.$15011-08-2016
Michael D. LynchPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-07-2012
Lance Alden LipsetPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-01-2012
Thomas William LeidnerPurshe Kaplan Sterling InvestmentsMorgan Stanley$25005-10-2019
Brian Albert NolanPurshe Kaplan Sterling InvestmentsSummit Financial Resources Inc$25009-25-2018
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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