Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Finer LevyRBC Capital Markets, LLCMorgan Stanley06-18-2013
Bernard August VenturaRBC Capital Markets, LLCMorgan Stanley12-14-2012
Bernard L. KashmannRBC Capital Markets, LLCJ. B. Hanauer & Co.$5010-09-2009
Brian Arthur GeltzeilerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2017
Brian Arthur MarzulliRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated$13909-23-2016
Brian James KerwinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-14-2018
Brian Joseph CorcoranRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
Charles Michael GreefRBC Capital Markets, LLCOppenheimer & Co. Inc.$5012-04-2015
Christopher J DorsiRBC Capital Markets, LLCCitigroup Global Markets Inc.$2501-08-2009
Christopher M OlsonRBC Capital Markets, LLCMorgan Stanley07-12-2018
Craig L. RedcayRBC Capital Markets, LLCMorgan Stanley12-01-2016
Darren Scott LehrmanRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated$5009-23-2016
David BabbittRBC Capital Markets, LLCJ. B. Hanauer & Co.$5010-09-2009
David Benjamin HollenbergRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-02-2019
David Michael DepaulRBC Capital Markets, LLCUBS Financial Services Inc.12-06-2016
Ellen Mary FicacciRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Eric ShellRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
George John FeneisRBC Capital Markets, LLCMorgan Stanley$10002-22-2012
George SirigotisRBC Capital Markets, LLCJ. B. Hanauer & Co.$2510-09-2009
Gregg AuerbachRBC Capital Markets, LLCJ. B. Hanauer & Co.$10010-09-2009
Gregory John DavidsonRBC Capital Markets, LLCCitigroup Global Markets Inc.03-11-2009
Ian AuerbachRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Jack David TichacekRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Jason Barry RebackRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Jason Charles SperberRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-01-2009
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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