Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Scott CohenRBC Capital Markets, LLCWells Fargo Advisors Financial Network, LLC$10008-27-2012
Alexandra AramburuRBC Capital Markets, LLCAXA Advisors, LLC11-25-2019
Allen Finer LevyRBC Capital Markets, LLCMorgan Stanley06-18-2013
Andrea SavvaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25007-12-2018
Bernard August VenturaRBC Capital Markets, LLCMorgan Stanley$50012-14-2012
Brian Arthur GeltzeilerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-20-2017
Brian Arthur MarzulliRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated$13909-23-2016
Brian James KerwinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-14-2018
Brian Joseph CorcoranRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
Brian Matthew FernandezRBC Capital Markets, LLCRaymond James Financial Services, Inc.$50011-25-2013
Bruce Michael WeinsteinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-26-2009
Charles Edward ShumanRBC Capital Markets, LLCCitigroup Global Markets Inc.$10004-30-2009
Charles Michael GreefRBC Capital Markets, LLCOppenheimer & Co. Inc.$50012-04-2015
Christopher J DorsiRBC Capital Markets, LLCCitigroup Global Markets Inc.$25001-08-2009
Christopher James MclaughlinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-26-2009
Christopher M OlsonRBC Capital Markets, LLCMorgan Stanley$10007-12-2018
Christopher R HearneRBC Capital Markets, LLCBarclays Capital Inc.08-08-2013
Craig L. RedcayRBC Capital Markets, LLCMorgan Stanley$10012-01-2016
Darren Charles AmerkanianRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10009-15-2014
Darren Scott LehrmanRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated$50009-23-2016
David Benjamin HollenbergRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-02-2019
David Michael DepaulRBC Capital Markets, LLCUBS Financial Services Inc.$10012-06-2016
Eric Lawson WooRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Frank N. DolceRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25010-24-2019
Frederick Scott LevineRBC Capital Markets, LLCOppenheimer & Co. Inc.$50011-03-2014
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.