Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Joseph CorcoranRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
Robin G JohnsonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-01-2018
Matthew Farley LaneRBC Capital Markets, LLCMorgan Stanley07-12-2018
Christopher M OlsonRBC Capital Markets, LLCMorgan Stanley07-12-2018
Raymond T. LeeRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Kelly Lynn OatesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-14-2018
Brian James KerwinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-14-2018
Brian Arthur GeltzeilerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2017
David Michael DepaulRBC Capital Markets, LLCUBS Financial Services Inc.12-06-2016
Craig L. RedcayRBC Capital Markets, LLCMorgan Stanley12-01-2016
John Joseph Delatush Jr.RBC Capital Markets, LLCOppenheimer & Co. Inc.12-09-2014
Nicholas G Mueller, Darren Charles AmerkanianRBC Capital Markets, LLCWells Fargo Clearing Services, LLC09-15-2014
John Fitzgerald Acosta, Brian Matthew FernandezRBC Capital Markets, LLCRaymond James Financial Services, Inc.11-25-2013
Allen Finer LevyRBC Capital Markets, LLCMorgan Stanley06-18-2013
Bernard August VenturaRBC Capital Markets, LLCMorgan Stanley12-14-2012
Thomas Vernon Collins IIIRBC Capital Markets, LLCAPW Capital, Inc.10-05-2012
Paul Charles GranitoRBC Capital Markets, LLCMorgan Stanley02-22-2012
Ronald Ben MaxmanRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Norman LehrerRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Jack David TichacekRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Ellen Mary FicacciRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Leonard Alan SiejkRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Vladimir W. MindelRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Ian AuerbachRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Eric ShellRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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