Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Pair GeeRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-12-2018
Patrick James GradyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10011-12-2014
Steven Lewis TebeleffRBC Capital Markets, LLCMorgan Stanley$10006-18-2013
George John FeneisRBC Capital Markets, LLCMorgan Stanley$10002-22-2012
Ted Michael DavisRBC Capital Markets, LLCJ. B. Hanauer & Co.$10010-09-2009
Marc Robert CoopersmithRBC Capital Markets, LLCJ. B. Hanauer & Co.$10010-09-2009
Gregg AuerbachRBC Capital Markets, LLCJ. B. Hanauer & Co.$10010-09-2009
Ronald Neil CooklerRBC Capital Markets, LLCJ. B. Hanauer & Co.$10010-09-2009
Brian Arthur MarzulliRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated$13909-23-2016
David Benjamin HollenbergRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-02-2019
Joseph Anthony PellitteriRBC Capital Markets, LLCMorgan Stanley$15002-27-2015
John Blaise EbaniettiRBC Capital Markets, LLCOppenheimer & Co. Inc.$15001-12-2012
Warren Jay GisserRBC Capital Markets, LLCJ. B. Hanauer & Co.$15010-09-2009
Steven Harvey AltholtzRBC Capital Markets, LLCMorgan Stanley$15509-22-2017
Jeffrey Laster, Paul John Pallo, Frederick Scott LevineRBC Capital Markets, LLCOppenheimer & Co. Inc.$20011-03-2014
Thomas Michael QuinnRBC Capital Markets, LLCJ. B. Hanauer & Co.$20010-09-2009
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Showing 51 to 66 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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