Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Tyler MercerRaymond James & Associates, Inc.Morgan Stanley$5005-11-2012
Richard Alan FontanaRaymond James & Associates, Inc.Morgan Stanley$5006-14-2013
Alison Root MeyerRaymond James & Associates, Inc.Morgan Stanley06-14-2013
Christopher John LeavyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$904-07-2015
Barry Paul SarinRaymond James & Associates, Inc.David Lerner Associates, Inc.$20401-14-2016
Jacob VakninRaymond James & Associates, Inc.David Lerner Associates, Inc.01-14-2016
Michael Lewis SarinRaymond James & Associates, Inc.David Lerner Associates, Inc.01-14-2016
John Mark FleckRaymond James & Associates, Inc.Edward Jones$15010-28-2016
Todd Leonard ShermanRaymond James & Associates, Inc.Morgan Stanley$2501-27-2017
Donna Marie VickersRaymond James & Associates, Inc.Morgan Stanley$5001-27-2017
Jason Andrew SobinRaymond James & Associates, Inc.Morgan Stanley01-27-2017
Denise Ann DonahueRaymond James & Associates, Inc.Morgan Stanley01-27-2017
Brian Patrick BaskinRaymond James & Associates, Inc.Morgan Stanley01-27-2017
Michael J FranciscoRaymond James & Associates, Inc.Morgan Stanley01-27-2017
Jeffrey Gerhard PattersonRaymond James & Associates, Inc.Morgan Stanley03-01-2017
Geoffrey Nicholas CareyRaymond James & Associates, Inc.Ameriprise Financial Services, LLC$15006-01-2017
Mark William LeonhardRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00001-12-2018
Daniel Louis KramerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-05-2018
Gary Ronald RosenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-05-2018
Diana R SodanoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5004-05-2018
Robert KikinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-05-2018
Grigori LvovRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-05-2018
John Edward PascarellaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-24-2018
Thomas C ONeillRaymond James & Associates, Inc.Morgan Stanley$10008-10-2018
Danielle Marie TakacsRaymond James & Associates, Inc.Morgan Stanley08-10-2018
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.