Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Matthew JamesRaymond James Financial Services, Inc.American Portfolios Financial Services, Inc.$2510-26-2015
Michael Martin PirrelloRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10002-02-2018
James Fitzhenry MarchesiRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5002-02-2018
Christopher James ShoemakerRaymond James Financial Services, Inc.Cetera Investment Advisers LLC$1004-19-2018
Gregg Benjamin ReichRaymond James Financial Services, Inc.Cetera Investment Services LLC$5004-19-2018
Jane Therese ViethRaymond James Financial Services, Inc.Cetera Investment Services LLC04-19-2018
Nichol Lee HoffRaymond James Financial Services, Inc.Cetera Investment Services LLC04-19-2018
James Francis Capen Jr.Raymond James Financial Services, Inc.Citigroup Global Markets Inc.$5005-08-2009
Richard Barry KatzRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5002-27-2009
Kenneth Joseph FitzpatrickRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-20-2009
John Charles O'KeeffeRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10002-12-2009
Brian DorflingerRaymond James Financial Services, Inc.Edward Jones12-03-2009
Celina GrbicRaymond James Financial Services, Inc.Essex National Securities, LLC$5005-04-2016
Joseph Patrick DolanRaymond James Financial Services, Inc.Essex National Securities, LLC$2505-04-2016
Jeffrey Thomas BeebeRaymond James Financial Services, Inc.Essex National Securities, LLC05-04-2016
Albert Patrick LoscoRaymond James Financial Services, Inc.Essex National Securities, LLC05-04-2016
Kimberly TrimmerRaymond James Financial Services, Inc.Essex National Securities, LLC05-04-2016
John George Kaiser Jr.Raymond James Financial Services, Inc.FCG Advisors, LLC$5006-09-2014
Louis Robert Hery Jr.Raymond James Financial Services, Inc.Federated Investment Counseling$10010-03-2016
David E. SeldenRaymond James Financial Services, Inc.FSC Securities Corporation$2502-06-2015
Matthew D StanekRaymond James Financial Services, Inc.J.P. Morgan Securities LLC10-31-2016
Robert SieglerRaymond James Financial Services, Inc.J.P. Morgan Securities LLC10-21-2016
Robert Fayez IbrahimRaymond James Financial Services, Inc.Janney Montgomery Scott LLC08-21-2019
Jeffery Lee AhrensRaymond James Financial Services, Inc.LPL Financial LLC$6402-26-2018
Don Giovanello Jr.Raymond James Financial Services, Inc.LPL Financial LLC05-02-2016
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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