Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Patrick LoscoRaymond James Financial Services, Inc.Essex National Securities, LLC05-04-2016
Andrew J. ThorntonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2017
Anthony Louis PantoRaymond James Financial Services, Inc.SagePoint Financial, Inc.02-01-2019
Barry Michael GrossRaymond James Financial Services, Inc.Morgan Stanley08-17-2017
Bradford Robert MehlRaymond James Financial Services, Inc.Morgan Stanley$1008-17-2017
Brian DorflingerRaymond James Financial Services, Inc.Edward Jones12-03-2009
Brian Michael SweattRaymond James Financial Services, Inc.LPL Financial LLC$5010-31-2014
Celina GrbicRaymond James Financial Services, Inc.Essex National Securities, LLC$5005-04-2016
Christopher James ShoemakerRaymond James Financial Services, Inc.Cetera Investment Advisers LLC$1004-19-2018
Christopher Joseph DevineRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00009-07-2018
Christopher M Michael JackowskiRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2019
Corrado Vincent SpezzacatenaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-09-2018
Daniel Thomas ForanRaymond James Financial Services, Inc.LPL Financial LLC$10010-31-2014
David E. SeldenRaymond James Financial Services, Inc.FSC Securities Corporation$2502-06-2015
David Eric ElwoodRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15005-04-2018
David RothbergRaymond James Financial Services, Inc.M&T Securities, Inc.04-11-2018
Don Giovanello Jr.Raymond James Financial Services, Inc.LPL Financial LLC05-02-2016
Douglas Matthew JamesRaymond James Financial Services, Inc.American Portfolios Financial Services, Inc.$2510-26-2015
Edmund IannacconeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10711-02-2017
Edward Alan MetzRaymond James Financial Services, Inc.LPL Financial LLC$10001-09-2015
Elise FeldmanRaymond James Financial Services, Inc.SII Investments, Inc.$5011-13-2017
Francis James DunnRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-31-2019
Gerard Russell RabadeauRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00009-07-2018
Giovanni DuranRaymond James Financial Services, Inc.Morgan Stanley$1,00004-11-2019
Gregg Benjamin ReichRaymond James Financial Services, Inc.Cetera Investment Services LLC$5004-19-2018
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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