Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Fayez IbrahimRaymond James Financial Services, Inc.Janney Montgomery Scott LLC08-21-2019
Christopher M Michael JackowskiRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2019
Nicholas PennaRaymond James Financial Services, Inc.Morgan Stanley04-11-2019
Anthony Louis PantoRaymond James Financial Services, Inc.SagePoint Financial, Inc.02-01-2019
John D. O'KeeffeRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Marco Goncalves RitaRaymond James Financial Services, Inc.PNC Investments11-07-2018
Linda RozyckiRaymond James Financial Services, Inc.Morgan Stanley10-05-2018
Michael Anthony NiroRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2018
Jane Therese ViethRaymond James Financial Services, Inc.Cetera Investment Services LLC04-19-2018
Nichol Lee HoffRaymond James Financial Services, Inc.Cetera Investment Services LLC04-19-2018
David RothbergRaymond James Financial Services, Inc.M&T Securities, Inc.04-11-2018
Sean Patrick RocheRaymond James Financial Services, Inc.Santander Securities LLC04-02-2018
Andrew J. ThorntonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2017
Lorraine Ann DickmanRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC11-02-2017
Maria Catherine LiciniRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC11-02-2017
Timothy John MolRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-06-2017
Joseph DidarioRaymond James Financial Services, Inc.Morgan Stanley09-07-2017
Barry Michael GrossRaymond James Financial Services, Inc.Morgan Stanley08-17-2017
Margaret Robina MarquesRaymond James Financial Services, Inc.Morgan Stanley08-17-2017
Matthew D StanekRaymond James Financial Services, Inc.J.P. Morgan Securities LLC10-31-2016
Robert SieglerRaymond James Financial Services, Inc.J.P. Morgan Securities LLC10-21-2016
James Richard McCormickRaymond James Financial Services, Inc.Raymond James & Associates, Inc.09-01-2016
Jeffrey Thomas BeebeRaymond James Financial Services, Inc.Essex National Securities, LLC05-04-2016
Albert Patrick LoscoRaymond James Financial Services, Inc.Essex National Securities, LLC05-04-2016
Kimberly TrimmerRaymond James Financial Services, Inc.Essex National Securities, LLC05-04-2016
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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