Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Jon RogersRoyal Alliance Associates, Inc.Alliance Wealth Advisors04-22-2019
Anne M. BoychuckRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Barrett Boychuck QuigleyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brian DiffilyRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Brian James HartmannRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Brian S. BoffaRoyal Alliance Associates, Inc.SagePoint Financial, Inc.08-12-2009
Charles Anthony ChiarelliRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Christina Anne NashRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Christopher Andrew RussoRoyal Alliance Associates, Inc.UBS Financial Services Inc.$2506-30-2015
Daniel BoychuckRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Daniel Charles PolizzottiRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David Howard CairnsRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
David Joseph LynessRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
David M ShaveRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David Mark BiebelbergRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2010
Dennis Joseph DaleRoyal Alliance Associates, Inc.Cetera Financial Specialists LLC03-10-2010
Douglas James NiosiRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Edward G DoneganRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Eric Michael WeissmanRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Fabio Francis Battaglia Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Gregory Kim DolinRoyal Alliance Associates, Inc.UBS Financial Services Inc.$10004-29-2011
Horacio Daniel PiccininnoRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.05-26-2017
James Edward FamulaRoyal Alliance Associates, Inc.Allstate Financial Services, LLC09-07-2016
James Thomas McGavinRoyal Alliance Associates, Inc.UBS Financial Services Inc.$10004-29-2011
James Wesley ScottRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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