Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron William GriswoldSantander Securities LLCFidelity Brokerage Services LLC01-02-2019
Andrea B SpinosaSantander Securities LLCLPL Financial LLC09-19-2012
Andrew Joseph BernalSantander Securities LLCWells Fargo Clearing Services, LLC05-13-2014
Anthony PontorieroSantander Securities LLCMML Investors Services, LLC11-28-2017
April Marie HortonSantander Securities LLCLPL Financial LLC09-19-2012
Christian Anthony BucossiSantander Securities LLCWells Fargo Clearing Services, LLC09-27-2018
Christopher John ArditiSantander Securities LLCLPL Financial LLC07-25-2018
Christopher Paul UlianoSantander Securities LLCNorthwestern Mutual Investment Services, LLC08-08-2017
David Robert DoughertySantander Securities LLCPNC Investments$1006-30-2017
Dominic OlsenSantander Securities LLCAXA Advisors, LLC01-03-2019
Edward EspinalSantander Securities LLCJ.P. Morgan Securities LLC01-23-2019
Elizabeth EchavarriaSantander Securities LLCLPL Financial LLC09-19-2012
Farah Abbas MirzaSantander Securities LLCPFS Investments Inc.11-27-2013
Frederick Scott DonaldSantander Securities LLCThe Leaders Group, Inc.02-12-2016
Haralambos DakasSantander Securities LLCPNC Investments01-12-2016
Hari Ram SharmaSantander Securities LLCCitizens Securities, Inc.12-27-2016
Jeannette Barra GoldsteinSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2017
Jeffrey Mark UngerSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
Joaquin ManriqueSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-14-2019
John Natale RussoSantander Securities LLCPNC Investments07-16-2013
John Richard AcevedoSantander Securities LLCSignal Securities, Inc.08-21-2013
John Vincent SpatolaSantander Securities LLCRaymond James Financial Services, Inc.03-16-2018
Jonathan ValdezSantander Securities LLCWells Fargo Clearing Services, LLC07-12-2018
Joseph Anthony TaltySantander Securities LLCTD Ameritrade Investment Management, LLC09-10-2014
Joseph Domenick PetraccaSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2017
Next Page »

Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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