Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick A. AitchesonSantander Securities LLCJ.P. Morgan Securities LLC$50008-29-2017
Michael Richard TormeySantander Securities LLCPark Avenue Securities LLC$50003-23-2016
Matthew Walter MurphySantander Securities LLCIng Direct Investing, Inc.$50012-17-2015
Daniel P Kelleher Jr.Santander Securities LLCJ.P. Morgan Securities LLC$50010-02-2013
Seamus Joseph Whalen IIISantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50004-30-2013
Reuel Moore Sr.Santander Securities LLCNYLIFE Securities LLC$25010-23-2019
Joaquin ManriqueSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-14-2019
Louis Joseph CuomoSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25009-07-2016
Alfred B Farrell Jr.Santander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25005-09-2016
John MossaSantander Securities LLCPNC Investments$25008-13-2014
Christopher Paul UlianoSantander Securities LLCNorthwestern Mutual Investment Services, LLC$15008-08-2017
Sandra-Dee Ann-Marie GouldingSantander Securities LLCPNC Investments$15009-20-2016
Frederick Scott DonaldSantander Securities LLCThe Leaders Group, Inc.$15002-12-2016
Walter Rocco Kukowski Jr.Santander Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15005-13-2014
Thomas J MorelliSantander Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$13105-09-2014
Edward EspinalSantander Securities LLCJ.P. Morgan Securities LLC$10001-23-2019
William Gregory MurySantander Securities LLCAXA Advisors, LLC$10008-27-2018
Christopher John ArditiSantander Securities LLCLPL Financial LLC$10007-25-2018
David Robert DoughertySantander Securities LLCPNC Investments$10006-30-2017
Jeannette Barra GoldsteinSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-09-2017
Hari Ram SharmaSantander Securities LLCCitizens Securities, Inc.$10012-27-2016
Michael John DunleavySantander Securities LLCINVEST Financial Corporation$10001-15-2016
Alan David JacobsonSantander Securities LLCM&T Securities, Inc.$10002-26-2015
Alan Barry KrichmanSantander Securities LLCINVEST Financial Corporation$10012-06-2013
Farah Abbas MirzaSantander Securities LLCPFS Investments Inc.$10011-27-2013
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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