Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brett William Sabio Sr.Securities America, Inc.Royal Alliance Associates, Inc.$10007-29-2019
Anita Marie SopenoffSecurities America, Inc.SagePoint Financial, Inc.$10005-30-2019
Alan Michael BaroneSecurities America, Inc.Hornor, Townsend & Kent, LLC$50002-22-2019
Andrew James RivielloSecurities America, Inc.MML Investors Services, LLC11-01-2018
Jan Frederick SedlacekSecurities America, Inc.Hornor, Townsend & Kent, LLC$96010-25-2018
Tracey Sue LawrenceSecurities America, Inc.Equity Services, Inc.$10009-17-2018
Miri Y UptonSecurities America, Inc.Equity Services, Inc.$50009-17-2018
Bradley H. Bofford, Michael A. Flower, Daniel G. TroutSecurities America, Inc.Hightower Advisors$36505-31-2018
Broderick Allen RobinsonSecurities America, Inc.Hornor, Townsend & Kent, LLC05-24-2018
Robert J Taraska Jr.Securities America, Inc.LPL Financial LLC01-17-2018
Anne KraljicSecurities America, Inc.INVEST Financial Corporation$25012-19-2017
Neil Gerard D'AmatoSecurities America, Inc.NYLIFE Securities LLC12-11-2017
Frank Edward DepaolaSecurities America, Inc.Lincoln Financial Securities Corporation12-11-2017
Joseph John DepaolaSecurities America, Inc.Lincoln Financial Securities Corporation12-11-2017
Michael John Oldham AlbergaSecurities America, Inc.INVEST Financial Corporation$10012-04-2017
Karl Thomas CrytserSecurities America, Inc.National Planning Corporation$25011-06-2017
Arthur J SiscoSecurities America, Inc.National Planning Corporation$12011-01-2017
Roger K RiehmSecurities America, Inc.National Planning Corporation11-01-2017
Michael Albert Gandet Jr.Securities America, Inc.National Planning Corporation11-01-2017
Thomas S WagnerSecurities America, Inc.National Planning Corporation10-27-2017
Marc Steven StandigSecurities America, Inc.National Planning Corporation$10010-18-2017
Joseph Frederick TarantinoSecurities America, Inc.National Planning Corporation$10010-18-2017
Joseph Thomas SlavitskasSecurities America, Inc.National Planning Corporation$18010-18-2017
Alexander Vasilantone Jr.Securities America, Inc.National Planning Corporation$50010-18-2017
Neil Jeffrey AltshulerSecurities America, Inc.National Planning Corporation10-18-2017
Next Page »

Showing 1 to 25 of 48 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.