Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank James Howard Jr.Strategic Advisers LLCAXA Advisors, LLC01-09-2018
Daniel John FieldStrategic Advisers LLCPersonal CFO Solutions LLC12-07-2017
William DowneyStrategic Advisers LLCJ.P. Morgan Securities LLC08-29-2017
James Nicholas ColaoStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-23-2017
Michael Todd MessinaStrategic Advisers LLCTIAA-CREF Individual & Institutional Services, LLC07-22-2016
Justin Matthew SyersStrategic Advisers LLCBlackRock Investments, LLC05-25-2016
Kyle HartStrategic Advisers LLCUBS Financial Services Inc.10-27-2015
Matthew ClancyStrategic Advisers LLCSanford C. Bernstein & Co., LLC10-21-2015
Andrew Pasquantonio Di Di GuglielmoStrategic Advisers LLCAIG Capital Services, Inc.08-25-2015
John Paul TokarStrategic Advisers LLCMetLife Securities Inc.07-02-2015
Katrina Jan SpinatoStrategic Advisers LLCTIAA-CREF Individual & Institutional Services, LLC06-08-2015
Eric Jacob GlassmanStrategic Advisers LLCAXA Advisors, LLC05-08-2015
Charles George ByronStrategic Advisers LLC1st Global Capital Corp.05-05-2015
Benjamin VenturoStrategic Advisers LLCTIAA-CREF Individual & Institutional Services, LLC04-22-2015
Sean Michael CarsonStrategic Advisers LLCTD Ameritrade Investment Management, LLC04-22-2015
Cody Joseph KritzerStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-03-2015
Thomas David Teel Jr.Strategic Advisers LLCNorthwestern Mutual Investment Services, LLC02-03-2015
Shane Prescot MandesStrategic Advisers LLCWells Fargo Clearing Services, LLC08-08-2014
Brendan Paul CahillStrategic Advisers LLCAmeriprise Financial Services, Inc.08-04-2014
Eileen Marie GearyStrategic Advisers LLCMBSC Securities Corporation01-31-2014
Tae Sung KimStrategic Advisers LLCUBS Financial Services Inc.12-03-2013
Peter Anthony Scocca IIIStrategic Advisers LLCWells Fargo Clearing Services, LLC11-20-2013
Nicola De De PintoStrategic Advisers LLCAXA Advisors, LLC09-26-2013
Kyle David SmithStrategic Advisers LLCT. Rowe Price Investment Services, Inc.08-01-2013
Gianfranco Mario AlfieriStrategic Advisers LLCMetLife Securities Inc.01-02-2013
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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