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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chang LeeThe Investment Center, Inc.MML Investors Services, LLC01-21-2020
Thomas John McCarthyThe Investment Center, Inc.J. W. Cole Advisors, Inc.$2502-25-2019
Gail Lisa AbramsThe Investment Center, Inc.LPL Financial LLC$2511-30-2018
Joseph Eugene Stephens IIThe Investment Center, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-17-2018
Joseph Charles Heverin Jr.The Investment Center, Inc.Woodbury Financial Services, Inc.$2509-13-2018
Victoria TomaroThe Investment Center, Inc.TFS Securities, Inc.05-02-2018
Robert William Clayton Jr.The Investment Center, Inc.TFS Securities, Inc.$1005-02-2018
Janis Lynn Waldman-CooperThe Investment Center, Inc.TFS Securities, Inc.$1005-02-2018
Scott Robert BradyThe Investment Center, Inc.TFS Securities, Inc.$10005-02-2018
Bhavesh H BhayaniThe Investment Center, Inc.LPL Financial LLC$5004-25-2018
Iveta HedvigThe Investment Center, Inc.LPL Financial LLC$104-25-2018
Ethan Jeremy HundleyThe Investment Center, Inc.Avantax Investment Services, Inc.04-05-2018
James Herbert HundleyThe Investment Center, Inc.Avantax Investment Services, Inc.$104-02-2018
Courtney James BurnThe Investment Center, Inc.Avantax Investment Services, Inc.$2504-02-2018
Gary GuanatagsiThe Investment Center, Inc.AXA Advisors, LLC03-05-2018
Robert B PayneThe Investment Center, Inc.Ameriprise Financial Services, LLC11-29-2017
William Joseph Logue IIIThe Investment Center, Inc.INVEST Financial Corporation$5011-27-2017
Matthew G FilikThe Investment Center, Inc.INVEST Financial Corporation11-27-2017
Lawrence Joseph Marciano IIIThe Investment Center, Inc.Ameriprise Financial Services, LLC11-21-2017
Chris John PlechyThe Investment Center, Inc.Ameriprise Financial Services, LLC11-21-2017
Alyce Marie HackettThe Investment Center, Inc.Summit Equities, Inc.$1009-29-2017
Lynn Maria LiaskosThe Investment Center, Inc.Ameriprise Financial Services, LLC$4005-22-2017
Hipolito Leo DiazThe Investment Center, Inc.Ameriprise Financial Services, LLC$10004-10-2017
Seth FinkelsteinThe Investment Center, Inc.Ameriprise Financial Services, LLC$2507-08-2016
Daniel J AntokalThe Investment Center, Inc.Ameriprise Financial Services, LLC06-17-2016
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.