Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas John MccarthyThe Investment Center, Inc.J.W. Cole Financial, Inc.$2502-25-2019
Gail Lisa AbramsThe Investment Center, Inc.LPL Financial LLC$2511-30-2018
Joseph Charles Heverin Jr.The Investment Center, Inc.Woodbury Financial Services, Inc.$2509-13-2018
Mark Ronald OsleboThe Investment Center, Inc.Intervest International Equities Corporation$2505-04-2018
Janis Lynn Waldman-CooperThe Investment Center, Inc.TFS Securities, Inc.$1005-02-2018
Courtney James BurnThe Investment Center, Inc.HD Vest Investment Services$2504-02-2018
Robert B PayneThe Investment Center, Inc.Ameriprise Financial Services, Inc.11-29-2017
Chris John PlechyThe Investment Center, Inc.Ameriprise Financial Services, Inc.11-21-2017
Alyce Marie HackettThe Investment Center, Inc.SUMMIT EQUITIES, INC.$109-29-2017
Lynn Maria LiaskosThe Investment Center, Inc.Ameriprise Financial Services, Inc.$4005-22-2017
Hipolito DiazThe Investment Center, Inc.Ameriprise Financial Services, Inc.$10004-10-2017
Seth FinkelsteinThe Investment Center, Inc.Ameriprise Financial Services, Inc.$5007-08-2016
Daniel J AntokalThe Investment Center, Inc.Ameriprise Financial Services, Inc.06-17-2016
Albert Adel SidhomThe Investment Center, Inc.Cetera Advisor Networks LLC06-15-2016
Edward Bird SnyderThe Investment Center, Inc.Commonwealth Financial Network04-29-2016
Gabriella Clapp MilleyThe Investment Center, Inc.Edward Jones09-01-2015
Ludwig A DepasqualeThe Investment Center, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$102-27-2015
James Edward BenningThe Investment Center, Inc.Edward Jones$5012-16-2013
Timothy Chandler AtkinsThe Investment Center, Inc.Allstate Financial Services, LLC12-02-2013
Michael Dory MarchiThe Investment Center, Inc.FSC Securities Corporation$2510-29-2013
Bruce Alan YoungThe Investment Center, Inc.Raymond James Financial Services, Inc.$5010-22-2013
Alan Aaron EisensteinThe Investment Center, Inc.Prime Capital Services, Inc.$5012-05-2012
Clark SilversteinThe Investment Center, Inc.Prime Capital Services, Inc.$2512-05-2012
David Nathan SlaterThe Investment Center, Inc.Prime Capital Services, Inc.$5012-05-2012
Daniel Joseph SullivanThe Investment Center, Inc.Signator Investors, Inc.06-08-2012
Next Page »

Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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