Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Aaron EisensteinThe Investment Center, Inc.Prime Capital Services, Inc.12-05-2012
Albert Adel SidhomThe Investment Center, Inc.Cetera Advisor Networks LLC06-15-2016
Alyce Marie HackettThe Investment Center, Inc.Summit Equities, Inc.$1009-29-2017
Brian Andrew ChamberlainThe Investment Center, Inc.Wells Fargo Clearing Services, LLC$2509-02-2011
Bruce Alan YoungThe Investment Center, Inc.Raymond James Financial Services, Inc.10-22-2013
Chris H. NaumThe Investment Center, Inc.Investors Capital Corp.$2501-03-2012
Chris John PlechyThe Investment Center, Inc.Ameriprise Financial Services, Inc.11-21-2017
Clark SilversteinThe Investment Center, Inc.Prime Capital Services, Inc.12-05-2012
Courtney James BurnThe Investment Center, Inc.HD Vest Investment Services$2504-02-2018
Daniel J AntokalThe Investment Center, Inc.Ameriprise Financial Services, Inc.06-17-2016
David Alden BobrowskyThe Investment Center, Inc.Morgan Stanley11-04-2011
David Edwin BeatyThe Investment Center, Inc.Next Financial Group, Inc.$1007-16-2010
David Jay GrossbardThe Investment Center, Inc.Royal Alliance Associates, Inc.10-25-2010
David Nathan SlaterThe Investment Center, Inc.Prime Capital Services, Inc.12-05-2012
Edward Bird SnyderThe Investment Center, Inc.Commonwealth Financial Network04-29-2016
Ernest Luigi CamilleriThe Investment Center, Inc.Mutual Service Corporation$1007-31-2009
Gail Lisa AbramsThe Investment Center, Inc.LPL Financial LLC$2511-30-2018
Hipolito Leo DiazThe Investment Center, Inc.Ameriprise Financial Services, Inc.$10004-10-2017
James Edward BenningThe Investment Center, Inc.Edward Jones12-16-2013
Janis Lynn Waldman-CooperThe Investment Center, Inc.TFS Securities, Inc.$1005-02-2018
Jon Charles McAleneyThe Investment Center, Inc.Ameriprise Financial Services, Inc.$5009-03-2010
Joseph Charles Heverin Jr.The Investment Center, Inc.Woodbury Financial Services, Inc.$2509-13-2018
Keith Lamor LatimerThe Investment Center, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2009
Knut LundbergThe Investment Center, Inc.Commonwealth Financial Network$2509-13-2019
Kurt Frederick SchlesingerThe Investment Center, Inc.Citigroup Global Markets Inc.03-06-2009
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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