Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph William Berkery Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-25-2019
Eric Michael TomskyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Joanne Marie RohlfsUBS Financial Services Inc.Hightower Advisors, LLC04-15-2019
Stephen Anthony RabinowitzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2018
Patrick William ManionUBS Financial Services Inc.Cetera Investment Services LLC04-30-2018
Stephen William ZoghbyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2018
William Daniel BrownUBS Financial Services Inc.The GMS Group, LLC03-12-2018
Julian Andrew PerezUBS Financial Services Inc.Traphagen Financial Group12-08-2017
James ChenUBS Financial Services Inc.TD Ameritrade, Inc.12-05-2017
Ronald William Ledwith Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-06-2017
Evian ClutchUBS Financial Services Inc.HSBC Securities (USA) Inc.11-03-2017
Faissal Fakhri YousefUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-03-2017
Joseph LauricellaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-03-2017
Marie Frances CannonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-03-2017
Timothy Patrick CostelloUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2017
Robert Andrew Fellowes Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2017
Nicholas Louis LeightonUBS Financial Services Inc.AXA Advisors, LLC10-17-2017
Louis Joseph TrachtmanUBS Financial Services Inc.J.P. Morgan Securities LLC10-06-2017
Nathan Arthur TrannelUBS Financial Services Inc.Ameriprise Financial Services, Inc.09-22-2017
Richard Charles Crews Jr.UBS Financial Services Inc.Biltmore International Corporation08-21-2017
Dean Robert LouckaUBS Financial Services Inc.AE Wealth Management, LLC07-28-2017
Matthew Schuyler KraftUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15007-10-2017
Melissa Stephanie LovellUBS Financial Services Inc.Morgan Stanley$5006-14-2017
Zachary Timothy BisharaUBS Financial Services Inc.Laidlaw & Company (UK) Ltd.05-23-2017
Anthony Hung HoUBS Financial Services Inc.TD Ameritrade Investment Management, LLC03-08-2017
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Showing 1 to 25 of 294 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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